TRADITIONAL 401K
Ongoing Plan Support:
- Compliance
- Risk Analysis
- Comparison and recommendation of third party providers.
- Augmentation or Modification
- Cost Analysis
- Current Suitability
- Initial Selection of Investment options
- Develop mandates for investment selection
- Determine investment risk tolerance within the plan investment options available to participants
- Creation of an investment policy statement
- Ongoing Assessment of Plan Investment Options.
- Ongoing reviews of current investments for plan suitability
- Provide investment research, due diligence, and risk assessment of available investments within the plan.
- Due diligence on traditional and non-traditional investments for potential use within the plan
- Investment Structure & Operational Risk
- Investment Compliance within the Plan
- Provide participant education.
- Initial and ongoing compliance support for ERISA standards.
- Provide plan documents that comply with ERISA for the inclusion of non-traditional investments within a 401(k).